Your records are the foundation on which your compliance and risk management programs are built.
Daren Hansen - Sr. DOT Editor - J. J. Keller & Associates, Inc.
December 18 , 2020
The FMCSA rules are complex and time-consuming, making the creation of a successful compliance program an overwhelming risk. Not anymore! Introducing The Big 5: Your Road Map for a Strong FMCSA Compliance Program. Get your free download today!
If you find yourself involved in litigation or a government audit, the records you keep — and how you keep them — will have a significant impact on the outcome. And unlike most things in a fleet manager’s day, your records and recordkeeping practices are within your control.
Your records are the foundation on which your compliance and risk management programs are built. If you fail to keep the right documents for the proper length of time, your hopes of success in court or during a DOT, OSHA, DOL, or other government audit could be dashed.
Good record (document) management is a business asset. It’s a repository of corporate knowledge that makes your business more valuable. When appropriately managed, your records not only show who your drivers and employees are, but also that:
Take a moment to consider your records — if you were questioned on them today, would you have the answers?
Like most motor carriers, you probably have a mix of job classifications that are subject to various recordkeeping laws and regulations. You may even have a combination of drivers that work and are paid in different ways — from full- and part-time to seasonal, contractual, managerial, or even family members who occasionally get behind the wheel.
On top of that, you have to manage the variety of vehicles you operate with their diverse registration, permitting, licensing, maintenance, and insurance requirements.
Consequently, you need to juggle multiple recordkeeping challenges relating to:
Plus, you face the dual challenge of ensuring confidentiality while also providing access to the right persons (employees, auditors, attorneys) at the right time.
Make one mistake, and you’ve opened yourself to serious risk and liability. That’s where an electronic records management system, like the Encompass® Platform, can play a vital role.
The right kind of record management system can help classify your drivers and other employees based on what they do and then manage the records you’re required to have for each. An ideal system should:
The J. J. Keller® Encompass® Platform meets these criteria and will safeguard your entire risk management program. It allows you to classify your employees, drivers, and vehicles correctly, complete and retain all required records for each, and maintain many other required business records on an ongoing basis.
Disorganized records are a liability. Make it a goal to classify each job and vehicle in your company and develop a comprehensive record management program to defend against the challenges to come. You’ll sleep better at night knowing that you’re in compliance and ready for whatever tomorrow brings.
If you’re struggling with managing records, download the free BIG 5: Your Roadmap for a Strong FMCSA Compliance Program e-Book. It gives you regulatory requirements, best practices, risks, and solutions related to the most important FMCSA compliance areas.
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